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Privacy Policy

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Customer Relationship Summary FormForm ADV 2APrivacy Policy

 

*Investment advisory services are offered through Financial Action Inc, a registered investment advisor.


Financial Action, Inc. ("" or "Firm") and its representatives are in compliance with the current filing requirements imposed upon registered investment advisers by those jurisdictions in which the Firm has clients. The Firm may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements.  The Firm's website is limited to the dissemination of general information pertaining to its advisory services together with access to additional investment related information, publications, ad links. Accordingly, the publication of The Firm's website on the Internet should not be construed by any consumer and/or prospective client as Financial Action, Inc's solicitation to effect or attempt to effect transactions in securities or the rendering of personalized investment advice for compensation. Any direct communication by the Firm with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of the Firm, please contact the SEC or state securities regulators for those states in which maintains a filing.


A copy of Financial Action, Inc's current written disclosure statement discussing Financial Action, Inc. business operations, service, and fees is available from the Firm upon request. The Firm does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Firm's website or incorporated herein and takes no responsibility therefore. All such information is provided solely for convenience purposes, and all users thereof should be guided accordingly.


Past performance may not be indicative of future results. No current or prospective client should assume that future performance of any specific investment or investment strategy  (including the investments and/or investment strategies recommended or undertaken by the Firm) made reference to directly or indirectly by the Firm in its website or through a link to an unaffiliated third party website, will be profitable or equal the corresponding indicated performance levels. Different types of investments involve varying degrees of risks and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio.

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Financial Action, Inc. provides individualized investment advice only after entering into an advisory agreement and obtaining client information.


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